AN E-ORDER SLIP MUST HAVE ORDER-PLACING DEVICE IDENTIFICATION INFORMATION
The Ministry of Finance issues the Circular No. 73/2020/TT-BTC on amending, supplementing a number of articles of the Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Minister of Finance, on guiding e-transactions in the securities market on August 07, 2020.
Accordingly, to add the following term: Trading time means the time when investors log in to the online securities trading system to perform online securities trading orders.
In addition, upon placing an order via telephone, an investor must use the telephone number for order placement and provide information for identification instead of providing at least the following information: Identification number of the trading account and authentication information. Every time performing online securities trading, an investor must identify as prescribed.
Besides, information stated in an e-order slip which is order-placing device, its physical address or other identification information to ensure the singleness of the order-placing device, also is changed to order-placing device identification information by the new regulation.
This Circular takes effect on October 01, 2020.
