SECURITIES

TO STRIVE THAT 100% OF CRIMINAL REPORTS RELATED TO HUMAN TRAFFICKING TO BE RECEIVED

07/03/2021

The Decision No. 193/QD-TTg on approving the Program on human trafficking prevention and combat in the 2021-2025 period, with visions towards 2030 is issued on February 09, 2021 by the Prime Minister.

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THE SOCIO-ECONOMIC DEVELOPMENT PLAN FOR 2021

28/02/2021

The Resolution No. 124/2020/QH14 on the socio-economic development plan for 2021 is promulgated by the National Assembly on November 11, 2020.

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TO REMAIN THE POVERTY STANDARDS IN RURAL AND URBAN AREAS IN 2021

21/02/2021

The Government issues the Decree No. 07/2021/ND-CP on multidimensional poverty standards in the 2021 - 2025 period on January 27, 2021.

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TO EXEMPT FROM THE NATIONAL INNOVATION CENTER LAND RENTALS FOR 50 YEARS

31/01/2021

The Decree No. 94/2020/ND-CP on preferential mechanisms and policies for the National Innovation Center (NIC) is issued by the Government on August 21, 2020.

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VIETNAM-BASED BRANCHES OF FOREIGN SECURITIES COMPANIES MAY ONLY PERFORM SECURITIES INVESTMENT CONSULTANCY

31/01/2021

On November 16, 2020, the Ministry of Finance issues the Circular No. 97/2020/TT-BTC guiding the operation of Vietnam-based representative offices and branches of foreign securities companies and

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6 THINGS SECURITIES INVESTMENT CONSULTANTS CANNOT DO

31/01/2021

On November 16, 2020, the Ministry of Finance issues the Circular No. 99/2020/TT-BTC on providing Guidance on operations of securities investment fund management companies.

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FROM FEBRUARY 20, THE CHARTER CAPITAL OF THE VIETNAM STOCK EXCHANGE IS VND 3,000 BILLION

31/01/2021

On December 23, 2020, the Prime Minister issues the Decision No. 37/2020/QD-TTg on the establishment and charter of organization and operation of Vietnam Stock Exchange.

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FOREIGN INVESTOR IS NOT ALLOWED TO CONDUCT MARGIN TRADING

24/01/2021

The Circular No. 120/2020/TT-BTC is issued on December 31, 2020 by the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on...

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COOPERATE BONDS SHALL BE TRADED AMONG PROFESSIONAL INVESTORS ONLY

24/01/2021

The Decree No. 153/2020/ND-CP on provisions on private offering and trading of corporate bonds in the domestic market and offering corporate bonds to the international market is issued by the Government on December 31, 2...

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TO FINE UP TO VND 3 BILLION FOR THE ACT OF FORGING PAPERS IN SECURITIES TRADING

24/01/2021

The Government issues the Decree No. 156/2020/ND-CP on December 31, 2020 on providing for the sanctioning of administrative violations in the domains of securities and securities market.

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DERIVATIVE INVESTMENT CONSULTANCY COMPANY MUST HAVE AT LEAST VND 250 BILLION OF CHARTER CAPITAL

24/01/2021

The Decree No. 158/2020/ND-CP on derivatives and the derivatives market is promulgated by the Government on December 31, 2020.

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THE MINISTRY OF HEALTH IS REQUESTED TO ACCELERATE THE PAYMENT FOR HOSPITAL FEES ON THE PUBLIC SERVICE PORTAL

08/01/2021

On December 12, 2020, the Government issues the Resolution No. 178/NQ-CP on the Government’s regular meeting in November 2020.

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BY 2030, THE NUMBER OF APPLICATIONS FOR REGISTRATION OF TRADEMARKS BY ENTERPRISES WILL INCREASE BY 8-10%

08/01/2021

This above objective is set in the Decision No. 2205/QD-TTg dated December 24, 2020 by the Prime Minister approving the Program on Development of Intellectual Assets through 2030.

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TO REPORT ABNORMAL SECURITIES TRADING WITHIN 24 HOURS

21/12/2020

On November 16, 2020, the Circular No. 95/2020/TT-BTC guiding the surveillance of securities trading on the securities market is promulgated by the Ministry of Finance.

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LARGE-SIZED PUBLIC COMPANIES MUST DISCLOSE INFORMATION WITHIN 24 HOURS IN 3 CASES

21/12/2020

The Circular No. 96/2020/TT-BTC guiding the disclosure of information on the securities market is issued by the Ministry of Finance on November 16, 2020.

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